$7 Trillion Market

With a total of over $7 trillion in assets in 401(k) and 403(b) retirement plan accounts, SDBA is quickly becoming one of the single greatest AUM gathering opportunities we’ve seen in many years. A growing number of financial advisors are incorporating in-plan advice into their business mix, turning assets under influence into assets under management.

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Windows Open

The number of plan participants expressing interest in specific investments has accelerated rapidly, and Plan Sponsors have taken notice. Today, over 40% of 401k retirement plans now have brokerage window availability. The average SDBA balance is $331K.

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Why SDBA?

Practice growth can depend on finding ways to move quickly into more segments and scale your business. Advisory practices with a retirement and wealth development focus, and a client acquisition mindset can capitalize and score big with a Self-Directed Brokerage Account (SDBA) strategy.

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Why TPFG?

TPFG has built a 35-year history, much of which has been dedicated to becoming an SDBA expert and market leader. Simply put, we do it well. Today, we have over $3 billion in AUM and offer 38 Model Portfolios in collaboration with some of the largest and most respected portfolio investment strategists in the country.

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